Series 65 Exam Flashcard Study System : Series 65 Test Practice Questions and Review for the Uniform Investment Adviser Law Examination, by Series 65 Exam Secrets
Note: Supplemental materials are not guaranteed with Rental or Used book purchases.
- ISBN: 9781610728621 | 1610728629
- Cover: Paperback
- Copyright: 8/1/2010
Series 65 Exam Flashcard Study System uses repetitive methods of study to teach you how to break apart and quickly solve difficult test questions on the Uniform Investment Adviser Law Examination. Study after study has shown that spaced repetition is the most effective form of learning, and nothing beats flashcards when it comes to making repetitive learning fun and fast. Our flashcards enable you to study small, digestible bits of information that are easy to learn and give you exposure to the different question types and concepts. Series 65 Exam Flashcard Study System covers: Investment Advisers Act of 1940, Types of Investment Companies, Money Laundering, Gramm-Leach-Bliley and Privacy Act, Uniform Securities Act (USA), Broker/Dealer, Agent, Investment Adviser, Nonsecurity Investments vs. Securities Investments, Fraud and Unethical Behavior, Market Manipulation, Investment Advisory Contracts, Powers of the Administrator, Common Stock and Preferred Stock, Proxy Voting, Limited Liability, American Depository Receipts (ADRS), Real Estate Investment Trusts (REITS), Debt Securities, Equipment Trust Certificates, Guaranteed Bonds, US Treasury Bills, Treasury Notes and US Treasury bonds, Treasury Inflation Protection Securities (TIPS), Bonds, Letter of Intent, Investment Company Act of 1940, Funds, Definitions and Terminology, Annuities, Treasury Notes and US Treasury Bonds, Partnerships, Currency Transaction Reports (CTRs), Office of Foreign Asset Control (OFAC), IRA's, Accounts, Investment Advisers, Tax Reporting, Markets, Adviser's Fiduciary Responsibilities, Securities Acts Amendments of 1975, Client Personal Profile, Funding Techniques, Capital Gains, Unemployment, Inflation, and much more...