Global Custody and Clearing Services

The global custody product was conceived out of changes to United States pension law. In 1974, the Employee Retirement Income Security Act came to the Statute books, forcing US pension plan sponsors to segregate investment management and custody of the underlying assets. Today, service providers act for clients in many countries worldwide, handling assets across 100 countries of investment. The range of services is ever more sophisticated. Measured by the value of assets held under custody, it is a multi trillion dollar industry.

List of Tables	p. ix
List of Figures	p. x
Preface	p. xii
About the Authors	p. xiii
Acknowledgements	p. xv
Who should Read this Book & Why	p. xvi
List of Abbreviations	p. xviii
An Introduction to Custody & Clearing
A Brief History of Custody	p. 3
Custody Today	p. 12
Key Issues	p. 28
Clearing & Settlement	p. 43
Asset Servicing
Asset Servicing Key Issues	p. 61
Withholding Tax	p. 85
OTC Derivatives	p. 113
Trustee & Fund Accounting Services	p. 130
Securities Financing & Lending	p. 140
Managing Risk
Vendor Landscape	p. 159
Corporate Governance	p. 174
Network Management	p. 202
Technology
Standards, Messaging & Mediation	p. 219
Reconciliation	p. 239
The Future
The Future	p. 261
Example of Securities Service Level Agreement	p. 270
Example of a Service Level Standards Statement	p. 276
Standard Securities Lending Agreement	p. 285
Bibliography	p. 305
Index	p. 307
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Global Custody and Clearing Services

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Supplemental Materials