Principles of Securities Regulation

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Principles of Securities Regulation by Hazen, Thomas Lee, 9780314172440
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  • ISBN: 9780314172440 | 0314172440
  • Cover: Paperback
  • Copyright: 10/16/2006

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Hazen?s Concise Hornbook on Securities Regulation includes the most recent developments securities regulation, including 1933 Act offering reform. As with the first edition, the Second Edition provides extensive discussion of security regulation uncluttered by footnotes and presented to make the material accessible to students. Authoritative coverage includes registration process; exemptions; corporate recapitalizations, reorganizations, and mergers; market manipulation; liabilities; Securities and Exchange Act of 1934; jurisdiction aspects; federal regulation of investment companies; and arbitration rules.
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