Securities Regulations in a Nutshell
, by Hazen, Thomas Lee- ISBN: 9780314172433 | 0314172432
- Cover: Paperback
- Copyright: 10/16/2006
Acquire an understanding of the basic content and organization of federal and state securities law. Authoritative summary covers the essential background and current status of each major area, while keeping details and citations to a minimum. Discusses the regulations governing public offerings, public companies, securities businesses, and investment companies. Also explores sanctions, civil liabilities, and extraterritorial application. The new edition includes recent developments including the SEC?s 1933 Act offering reform.